Finance Commission

Results: 33689



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211Economy / Finance / Money / Self-regulatory organizations / United States securities law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / Securities regulation in the United States / Broker-dealer / Arbitration / Arbitral tribunal

Federal Register / Vol. 78, NoWednesday, April 10, Notices obligations. The Exchange does not believe that removing this functionality will disincentivize Market Makers from posting more aggressive quotes.

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:33
212Finance / Money / Economy / 76th United States Congress / Corporate crime / U.S. Securities and Exchange Commission / United States corporate law / Conflict of interest / Regulatory compliance / Investment Company Act / Janus Capital Group / Financial adviser

JANUS INVESTMENT FUND JANUS ASPEN SERIES (EACH SERIES THEREOF A “FUND”) FUND CODE OF ETHICS FOR PRINCIPAL EXECUTIVE OFFICER AND SENIOR FINANCIAL OFFICERS

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Source URL: 17eb94422c7de298ec1b-8601c126654e9663374c173ae837a562.ssl.cf1.rackcdn.com

Language: English - Date: 2015-05-11 12:13:38
213Finance / Economy / Money / Stock market / 73rd United States Congress / U.S. Securities and Exchange Commission / Financial markets / Securities Exchange Act / Securities regulation in the United States / Market maker / Futures contract / Security

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-01 10:30:07
214Economy / U.S. Securities and Exchange Commission / Business / 73rd United States Congress / Securities Act / Forward-looking statement / Government procurement in the United States / SEC Rule 144A / Tax / Mergers and acquisitions / Finance

2016 Interim results 2 August 2016 Interim Full yearresults

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Source URL: www.meggittinvestors.com

Language: English - Date: 2016-08-02 03:52:17
215Commodity markets / Finance / Money / Economy / Commodity pool operator / Commodity Futures Trading Commission / Commodity trading advisor / Futures contract / Commodity pool / Commodity Exchange Act / Commodity broker / Securities Exchange Act

CLIENT MEMORANDUM CFTC Proposes Amendments to Foreign Intermediary Exemptions August 5, 2016

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Source URL: www.willkie.com

Language: English - Date: 2016-08-05 13:04:48
216Economy / Finance / Stock market / U.S. Securities and Exchange Commission / Money / 73rd United States Congress / Securities Act / Prospectus / Securities Exchange Act / Security / Clearstream / Registration statement

IMPORTANT NOTICE: You must read the following before continuing. The following disclaimer applies to the Prospectus dated 6 March 2015 attached hereto (the "Prospectus"), and you are therefore advised to read this discla

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2015-03-06 10:23:49
217Economy / Bank regulation in the United States / Finance / Financial services / Federal Deposit Insurance Corporation / Systemic risk / Bank / Deposit insurance / Federal Reserve System / Deposit Insurance and Credit Guarantee Corporation / Banking in the United States

2009 Annual Banking Industry Report & Performance Report FINANCIAL INSTITUTIONS COMMISSION of the REPUBLIC OF PALAU

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Source URL: www.ropfic.org

Language: English - Date: 2011-02-27 21:23:15
218Finance / Economy / Money / U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / Broker-dealer

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-07-01 12:09:09
219Finance / Economy / Money / Stock market / Financial markets / Extended-hours trading / Funds / Investment / New York Stock Exchange / Securities Exchange Act / Chicago Stock Exchange / U.S. Securities and Exchange Commission

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-14 15:49:43
220Finance / Economy / Money / Stock market / U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / NYSE Arca / Futures contract / Short / Security

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-08-01 11:36:27
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